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Should Faculty Tenure Decisions Award Points for Patent and Commercialization Activities? Print E-mail
SciMed - Horizons
TS-Si News Service   
Thursday, 23 February 2012 10:00
National Academy of Inventors.Tampa, FL, USA. Increasingly, institutions of higher learning are factoring in faculty member patents and commercialization activities when deciding on an offer of tenure and promotion. However, 75 percent of the institutions in a recent survey do not include these considerations in their criteria.

The survey results appear in Technology and Innovation, the Proceedings of the National Academy of Inventors®


"Texas A&M University created quite a stir in May 2006 when it added commercialization considerations as a sixth factor to be taken into account when faculty members are evaluated for tenure," said report co-author Dr. Paul R. Sanberg, senior associate vice president for research and innovation at the University of South Florida and president of the National Academy of Inventors (NAI). Sanberg's co-authors are Ginger A. Johnson and Dr. Ashley J. Stevens, former senior research associate at the Boston University School of Management and past president of the Association of University Technology Managers (AUTM).

National Academy of Inventors (NAI)

NAI is a Chapter 501c3 organization comprised of U.S. and international universities and non-profit research institutes.

NAI was founded in 2010 at the University of South Florida to recognize and encourage inventors with a patent issued from the U.S. Patent and Trademark Office, enhance the visibility of university technology and innovation, encourage the disclosure of intellectual property, educate and mentor innovative students, and translate the inventions of its members to benefit society.
Sanberg expressed surprise that the lead of South Florida has not been followed by other major institutions." According to the authors, there are a number of good arguments for adding faculty member patents and commercialization activities to the tenure and promotion criteria.

"Adding patents and commercialization to the existing tenure and promotion criteria will inspire tenure-track professors to engage in innovative activities earlier in their careers," said Stevens. "Also, encouraging the creative, productive and innovative ideas of young professors will increase their universities' research dollars." The authors point out that in 2009 universities earned about $1.8 billion in royalties from academic inventions, an increase over $1.6 billion in 2008 and $1.3 billion in 2007.

According to Sanberg and Stevens, their survey revealed a number of striking similarities between universities that do take patenting and commercialization activities into account when offering tenure and promotion and those that do not. The universities that do take patenting and commercialization into account are public institutions, they consider US patents a priority, they have adopted the policy in the last six years, and they publish their tenure and promotion guidelines.

The authors note that even the staunchest supporters of including faculty patenting and commercializing activities into tenure and promotion decisions agree that these activities should not replace scholarly pursuits, such as teaching, student mentoring and publishing research.

"By investing in the creative innovations of young faculty today, educational institutions may lessen pressure to translate their research endeavors into useful, applicable and timely solutions to today's global problems," concluded Stevens.

"The next step in increasing academic patent and commercialization activities will be to allocate the proper resources to university technology transfer offices in order to more efficiently transfer scientific knowledge from academics to entrepreneurs."

CitationThe Role Of Patents And Commercialization In The Tenure And Promotion Process. Ashley J. Stevens, Ginger A. Johnson, and Paul R. Sanberg. Technology and Innovation 2011; 13(3): 241–248.

Abstract

Texas A&M created quite a stir in May 2006 when it added commercialization considerations as a sixth factor to be taken into account when faculty are evaluated for tenure. Somewhat surprisingly, their lead has not been followed, at least publicly, by other major institutions. At a recent meeting of academic associations, it emerged in conversation that a number of institutions of higher learning have moved in this direction, but without the publicity of Texas A&M. Therefore, we conducted a sampling survey to determine: 1) if other North American universities evaluate commercialization considerations when deciding faculty tenure and, if so, 2) what were the defining characteristics of these institutions. Study findings revealed that 16 universities in the US and Canada consider patents and commercialization in tenure and promotion decisions. The majority of these institutions have research budgets under $200 million, have adopted changes to the tenure process within the last 6 years, and consider “US patents issued” a commercialization consideration priority. Surprisingly, study findings also found that a significant number of universities do not publish their tenure criteria. The application of similar studies to a wider range of North American educational institutions is encouraged to see how the trend started by these 16 universities may continue.

Keywords: patents, commercialization, tenure, promotion, early adopters.

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Last Updated on Thursday, 23 February 2012 00:04